InvestorCOM
Comment: In accordance with the Wikimedia Foundation's Terms of Use, I disclose that I have been paid by my employer for my contributions to this article. Janeicom (talk) 14:38, 23 July 2026 (UTC)
| ISIN | 🆔 |
|---|---|
| Industry | Information Technology |
| Founded 📆 | 1992 |
| Founder 👔 | David Reeve |
Area served 🗺️ | |
| Members | |
Number of employees | |
| 🌐 Website | www.investorcom.com |
| 📇 Address | |
| 📞 telephone | |
InvestorCOM
InvestorCOM is a North American regulatory technology company that develops compliance software for wealth management firms, broker-dealers, insurance organizations, and financial advisors. Founded in 1992, the company specializes in technology for rollover recommendations, supervisory oversight, disclosure delivery, and regulatory recordkeeping.[1]
InvestorCOM's software is designed to support compliance with regulatory frameworks including SEC Regulation Best Interest (Reg BI), the U.S. Department of Labor's Prohibited Transaction Exemption (PTE) 2020-02, and Canadian Client Focused Reforms.
References
- ↑ "InvestorCOM". InvestorCOM. Retrieved 23 July 2026.
This article "InvestorCOM" is from Wikipedia. The list of its authors can be seen in its historical and/or the page Edithistory:InvestorCOM. Articles copied from Draft Namespace on Wikipedia could be seen on the Draft Namespace of Wikipedia and not main one.
