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Diesel-electric locomotive

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File:DieselElectricLocomotiveSchematic.svg
Schematic diagram of a diesel–electric locomotive

A diesel–electric locomotive is a type of diesel locomotive where the diesel engine drives either an electrical DC generator (generally less than 3,000 hp (2,200 kW) net for traction), or an electrical AC alternator-rectifier (generally 3,000 hp or more net for traction), the output of which provides power to the traction motors that drive the locomotive. Unlike diesel-mechanical locomotives, diesel-electric locomotives have no mechanical connection between the diesel engine and the wheels.

The important components of diesel–electric propulsion are the diesel engine (also known as the prime mover), the main generator/alternator-rectifier, traction motors (usually with four or six axles), and a control system consisting of the engine governor and electrical or electronic components, including switchgear, rectifiers and other components, which control or modify the electrical supply to the traction motors. In the most elementary case, the generator may be directly connected to the motors with only very simple switchgear.

File:Metra Locomotives F40PH-2 & MP36PH-3S.jpg
The EMD F40PH (left) and MPI MPXpress-series MP36PH-3S (right) locomotives coupled together by Metra use diesel–electric transmission.
File:2ТЭ10М-0870, Россия, Архангельская область, станция Обозерская (Trainpix 184374).jpg
Soviet 2TE10M locomotive
File:Nákladové nádraží Žižkov, lokomotiva 742.330.jpg
Czech Class 742 and 743 locomotive

Originally, the traction motors and generator were DC machines. Following the development of high-capacity silicon rectifiers in the 1960s, the DC generator was replaced by an alternator using a diode bridge to convert its output to DC. This advance greatly improved locomotive reliability and decreased generator maintenance costs by elimination of the commutator and brushes in the generator. Elimination of the brushes and commutator, in turn, eliminated the possibility of a particularly destructive type of event referred to as a flashover (also known as an arc fault), which could result in immediate generator failure and, in some cases, start an engine room fire.

Current North American practice is for units built for high-speed passenger or "time" freight applications to have four axles, and for units built for lower-speed or "manifest" freight applications to have six. The most modern units on "time" freight service tend to have six axles, but with only four axles connected to traction motors and the other two as idler axles for weight distribution.

In the late 1980s, the development of high-power variable-voltage/variable-frequency (VVVF) drives, or "traction inverters", allowed the use of polyphase AC traction motors, thereby also eliminating the motor commutator and brushes. The result is a more efficient and reliable drive that requires relatively little maintenance and is better able to cope with overload conditions that often destroyed the older types of motors.

File:CSX locomotive cab.jpg
Engineer's controls in a diesel–electric locomotive cab. The lever near bottom-centre is the throttle and the lever visible at bottom left is the automatic brake valve control.

Diesel–electric control[edit]

File:S3DieselElectricLocomotiveSRM.jpg
MLW model S-3 produced in 1957 for the CPR adhering to designs by ALCO.

A diesel–electric locomotive's power output is independent of road speed, as long as the unit's generator current and voltage limits are not exceeded. Therefore, the unit's ability to develop tractive effort (also referred to as drawbar pull or tractive force, which is what actually propels the train) will tend to inversely vary with speed within these limits. Maintaining acceptable operating parameters was one of the principal design considerations that had to be solved in early diesel–electric locomotive development and, ultimately, led to the complex control systems in place on modern units.

Throttle operation[edit]

File:116U-rabmash.jpg
Cab of the Russian locomotive 2TE116U. "11" indicates the throttle.

The prime mover's power output is primarily determined by its rotational speed (RPM) and fuel rate, which are regulated by a governor or similar mechanism. The governor is designed to react to both the throttle setting, as determined by the engine driver and the speed at which the prime mover is running (see Control theory).

Locomotive power output, and therefore speed, is typically controlled by the engine driver using a stepped or "notched" throttle that produces binary-like electrical signals corresponding to throttle position. This basic design lends itself well to multiple unit (MU) operation by producing discrete conditions that assure that all units in a consist respond in the same way to throttle position. Binary encoding also helps to minimize the number of trainlines (electrical connections) that are required to pass signals from unit to unit. For example, only four trainlines are required to encode all possible throttle positions if there are up to 14 stages of throttling.

North American locomotives, such as those built by EMD or General Electric, have eight throttle positions or "notches" as well as a "reverser" to allow them to operate bi-directionally. Many UK-built locomotives have a ten-position throttle. The power positions are often referred to by locomotive crews depending upon the throttle setting, such as "run 3" or "notch 3".

In older locomotives, the throttle mechanism was ratcheted so that it was not possible to advance more than one power position at a time. The engine driver could not, for example, pull the throttle from notch 2 to notch 4 without stopping at notch 3. This feature was intended to prevent rough train handling due to abrupt power increases caused by rapid throttle motion ("throttle stripping", an operating rules violation on many railroads). Modern locomotives no longer have this restriction, as their control systems are able to smoothly modulate power and avoid sudden changes in train loading regardless of how the engine driver operates the controls.

When the throttle is in the idle position, the prime mover receives minimal fuel, causing it to idle at low RPM. In addition, the traction motors are not connected to the main generator and the generator's field windings are not excited (energized) – the generator does not produce electricity without excitation. Therefore, the locomotive will be in "neutral". Conceptually, this is the same as placing an automobile's transmission into neutral while the engine is running.

To set the locomotive in motion, the reverser control handle is placed into the correct position (forward or reverse), the brake is released and the throttle is moved to the run 1 position (the first power notch). An experienced engine driver can accomplish these steps in a coordinated fashion that will result in a nearly imperceptible start. The positioning of the reverser and movement of the throttle together is conceptually like shifting an automobile's automatic transmission into gear while the engine is idling.

Placing the throttle into the first power position will cause the traction motors to be connected to the main generator and the latter's field coils to be excited. With excitation applied, the main generator will deliver electricity to the traction motors, resulting in motion. If the locomotive is running "light" (that is, not coupled to the rest of a train) and is not on an ascending grade, it will easily accelerate. On the other hand, if a long train is being started, the locomotive may stall as soon as some of the slack has been taken up, as the drag imposed by the train will exceed the tractive force being developed. An experienced engine driver will be able to recognize an incipient stall and will gradually advance the throttle as required to maintain the pace of acceleration.

As the throttle is moved to higher power notches, the fuel rate to the prime mover will increase, resulting in a corresponding increase in RPM and horsepower output. At the same time, main generator field excitation will be proportionally increased to absorb the higher power. This will translate into increased electrical output to the traction motors, with a corresponding increase in tractive force. Eventually, depending on the requirements of the train's schedule, the engine driver will have moved the throttle to the position of maximum power and will maintain it there until the train has accelerated to the desired speed.

The propulsion system is designed to produce maximum traction motor torque at start-up, which explains why modern locomotives are capable of starting trains weighing in excess of 15,000 tons, even on ascending grades. Current technology allows a locomotive to develop as much as 30% of its loaded driver weight in tractive force, amounting to 120,000 pounds-force (530 kN) of tractive force for a large, six-axle freight (goods) unit. In fact, a consist of such units can produce more than enough drawbar pull at start-up to damage or derail cars (if on a curve) or break couplers (the latter being referred to in North American railroad slang as "jerking a lung"). Therefore, it is incumbent upon the engine driver to carefully monitor the amount of power being applied at start-up to avoid damage. In particular, "jerking a lung" could be a calamitous matter if it were to occur on an ascending grade, except that the safety inherent in the correct operation of fail-safe automatic train brakes installed in wagons today, prevents runaway trains by automatically applying the wagon brakes when train line air pressure drops.

Propulsion system operation[edit]

File:3000hp curve ver2.jpg
Typical main generator constant power curve at "notch 8"
File:116U-left-corridore-diesel.jpg
Left corridor of power compartment of Russian locomotive 2TE116U, 3 – alternator, 4 – rectifier, 6 – diesel

A locomotive's control system is designed so that the main generator electrical power output is matched to any given engine speed. Given the innate characteristics of traction motors, as well as the way in which the motors are connected to the main generator, the generator will produce high current and low voltage at low locomotive speeds, gradually changing to low current and high voltage as the locomotive accelerates. Therefore, the net power produced by the locomotive will remain constant for any given throttle setting (see power curve graph for notch 8).

In older designs, the prime mover's governor and a companion device, the load regulator, play a central role in the control system. The governor has two external inputs: requested engine speed, determined by the engine driver's throttle setting, and actual engine speed (feedback). The governor has two external control outputs: fuel injector setting, which determines the engine fuel rate, and current regulator position, which affects main generator excitation. The governor also incorporates a separate overspeed protective mechanism that will immediately cut off the fuel supply to the injectors and sound an alarm in the cab in the event the prime mover exceeds a defined RPM. Not all of these inputs and outputs are necessarily electrical.

File:ТЭП80-0002, Россия, Тверская область, станция Калинин (Trainpix 208953).jpg
Russian diesel locomotive TEP80
File:EMD 567.jpg
An EMD 12-567B 12-cylinder 2-stroke diesel engine (foreground; square "hand holes"), stored pending rebuild, and missing some components, with a 16-567C or D 16-cylinder engine (background; round "hand holes").

As the load on the engine changes, its rotational speed will also change. This is detected by the governor through a change in the engine speed feedback signal. The net effect is to adjust both the fuel rate and the load regulator position so that engine RPM and torque (and therefore power output) will remain constant for any given throttle setting, regardless of actual road speed.

In newer designs controlled by a "traction computer," each engine speed step is allotted an appropriate power output, or "kW reference", in software. The computer compares this value with actual main generator power output, or "kW feedback", calculated from traction motor current and main generator voltage feedback values. The computer adjusts the feedback value to match the reference value by controlling the excitation of the main generator, as described above. The governor still has control of engine speed, but the load regulator no longer plays a central role in this type of control system. However, the load regulator is retained as a "back-up" in case of engine overload. Modern locomotives fitted with electronic fuel injection (EFI) may have no mechanical governor; however, a "virtual" load regulator and governor are retained with computer modules.

Traction motor performance is controlled either by varying the DC voltage output of the main generator, for DC motors, or by varying the frequency and voltage output of the VVVF for AC motors. With DC motors, various connection combinations are utilized to adapt the drive to varying operating conditions.

At standstill, main generator output is initially low voltage/high current, often in excess of 1000 amperes per motor at full power. When the locomotive is at or near standstill, current flow will be limited only by the DC resistance of the motor windings and interconnecting circuitry, as well as the capacity of the main generator itself. Torque in a series-wound motor is approximately proportional to the square of the current. Hence, the traction motors will produce their highest torque, causing the locomotive to develop maximum tractive effort, enabling it to overcome the inertia of the train. This effect is analogous to what happens in an automobile automatic transmission at start-up, where it is in first gear and thereby producing maximum torque multiplication.

As the locomotive accelerates, the now-rotating motor armatures will start to generate a counter-electromotive force (back EMF, meaning the motors are also trying to act as generators), which will oppose the output of the main generator and cause traction motor current to decrease. Main generator voltage will correspondingly increase in an attempt to maintain motor power, but will eventually reach a plateau. At this point, the locomotive will essentially cease to accelerate, unless on a downgrade. Since this plateau will usually be reached at a speed substantially less than the maximum that may be desired, something must be done to change the drive characteristics to allow continued acceleration. This change is referred to as "transition", a process that is analogous to shifting gears in an automobile.

Transition methods include:

  • Series / Parallel or "motor transition".
    • Initially, pairs of motors are connected in series across the main generator. At higher speed, motors are reconnected in parallel across the main generator.
  • "Field shunting", "field diverting", or "weak fielding".
    • Resistance is connected in parallel with the motor field. This has the effect of increasing the armature current, producing a corresponding increase in motor torque and speed.

Both methods may also be combined, to increase the operating speed range.

  • Generator / rectifier transition
    • Reconnecting the two separate internal main generator stator windings of two rectifiers from parallel to series to increase the output voltage.

In older locomotives, it was necessary for the engine driver to manually execute transition by use of a separate control. As an aid to performing transition at the right time, the load meter (an indicator that shows the engine driver how much current is being drawn by the traction motors) was calibrated to indicate at which points forward or backward transition should take place. Automatic transition was subsequently developed to produce better-operating efficiency and to protect the main generator and traction motors from overloading from improper transition.

Modern locomotives incorporate traction inverters, AC to DC, capable of delivering 1,200 volts (earlier traction generators, DC to DC, were capable of delivering only 600 volts). This improvement was accomplished largely through improvements in silicon diode technology. With the capability of delivering 1,200 volts to the traction motors, the need for "transition" was eliminated.

Dynamic braking[edit]

A common option on diesel–electric locomotives is dynamic (rheostatic) braking.

Dynamic braking takes advantage of the fact that the traction motor armatures are always rotating when the locomotive is in motion and that a motor can be made to act as a generator by separately exciting the field winding. When dynamic braking is utilized, the traction control circuits are configured as follows:

  • The field winding of each traction motor is connected across the main generator.
  • The armature of each traction motor is connected across a forced-air-cooled resistance grid (the dynamic braking grid) in the roof of the locomotive's hood.
  • The prime mover RPM is increased and the main generator field is excited, causing a corresponding excitation of the traction motor fields.

The aggregate effect of the above is to cause each traction motor to generate electric power and dissipate it as heat in the dynamic braking grid. A fan connected across the grid provides forced-air cooling. Consequently, the fan is powered by the output of the traction motors and will tend to run faster and produce more airflow as more energy is applied to the grid.

Ultimately, the source of the energy dissipated in the dynamic braking grid is the motion of the locomotive as imparted to the traction motor armatures. Therefore, the traction motors impose drag and the locomotive acts as a brake. As speed decreases, the braking effect decays and usually becomes ineffective below approximately 16 km/h (10 mph), depending on the gear ratio between the traction motors and axles.

Dynamic braking is particularly beneficial when operating in mountainous regions; where there is always the danger of a runaway due to overheated friction brakes during descent. In such cases, dynamic brakes are usually applied in conjunction with the air brakes, the combined effect being referred to as blended braking. The use of blended braking can also assist in keeping the slack in a long train stretched as it crests a grade, helping to prevent a "run-in", an abrupt bunching of train slack that can cause a derailment. Blended braking is also commonly used with commuter trains to reduce wear and tear on the mechanical brakes that is a natural result of the numerous stops such trains typically make during a run.

Electro-diesel[edit]

File:GE Genesis P32AC-DM 202 MNCRR Ossining.jpg
Metro-North's GE Genesis P32AC-DM electro-diesel locomotive can also operate off of third-rail electrification.

These special locomotives can operate as an electric locomotive or as a diesel locomotive. The Long Island Rail Road[1], Metro-North Railroad[2] and New Jersey Transit Rail Operations[3] operate dual-mode diesel–electric/third-rail (catenary on NJTransit) locomotives between non-electrified territory and New York City because of a local law banning diesel-powered locomotives in Manhattan tunnels. For the same reason, Amtrak operates a fleet of dual-mode locomotives in the New York area.[2] British Rail operated dual diesel–electric/electric locomotives designed to run primarily as electric locomotives with reduced power available when running on diesel power. This allowed railway yards to remain unelectrified, as the third rail power system is extremely hazardous in a yard area.

See also[edit]

Diesel-electric powertrain

References[edit]

  1. LaMay, Robert A. (1998). "Long Island Rail Road's DE30 and DM30 Locomotives". Railpace. Archived from the original on June 23, 2018. Retrieved 2008-08-31. Unknown parameter |url-status= ignored (help)
  2. 2.0 2.1 "GE Genesis Series Locomotives".
  3. "Bombardier to supply electro-diesel locos". Railway Gazette International. 19 August 2008.


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